Financial Services Regulatory SA

Senior Associate – Financial Services Regulatory | Melbourne | 4+ PAE

A leading national law firm is seeking a Senior Associate to join its growing Financial Services Regulatory practice in Melbourne. This role offers exposure to a diverse range of matters, including superannuation, general and life insurance, funds management, and Australian Financial Services licensing, working with a broad client base across the financial services sector.


Key Responsibilities:

  • Advise clients on complex financial services regulatory matters, including compliance with the Corporations Act 2001, National Consumer Credit Protection Act 2009, Anti-Money Laundering and Counter-Terrorism Financing Act 2006, and other relevant legislation.

  • Assist clients with regulatory investigations and enforcement actions by ASIC and other regulatory bodies.

  • Support clients in obtaining and maintaining Australian Financial Services Licences (AFSLs) and other regulatory approvals.

  • Collaborate with clients to develop and implement compliance frameworks and strategies.

  • Mentor and supervise junior lawyers, providing guidance and support in their professional development.


Ideal Candidate:

  • At least 4 years' post-qualification experience in financial services regulatory law.

  • Strong understanding of the regulatory landscape governing financial services in Australia.

  • Experience advising clients in the financial services sector, including superannuation, insurance, and funds management.

  • Excellent written and verbal communication skills, with the ability to convey complex legal concepts clearly and concisely.

  • Proven ability to manage matters independently and work collaboratively within a team.


Benefits:

  • Engage in high-quality, complex work within a dynamic and growing practice.

  • Collaborative and supportive team environment.

  • Opportunities for career progression and professional development.

  • Competitive remuneration and benefits package.


This position is ideal for a motivated financial services regulatory lawyer seeking to advance their career within a reputable national firm.

About this Role

  • Listed: 16 Jun 2025
  • Location: Melbourne
  • Industry: Banking & Finance Law
  • $150000

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